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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-20 |
| AZ | RA | APPROVED | 2016-04-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. SUMMIT FINANCIAL SOLUTIONS, 430 W Warner Rd, Suite 123, Tempe AZ 85284, 03/2023, Wealth Manager, Using a Trade Name/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 3. NESTOR MONTOYA WEALTH MGMT, LLC, 430 W. Warner Rd, Suite 123, Tempe AZ 85284, United States, 01/01/2017, Owner, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-07 |
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