Matthew Thomas Mcgroarty

Employer firm

Nations Financial Group, Inc. CRD 44181

$4.77B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 07/2017
  Wells Fargo Advisors Financial Network, Llc
  Berwyn, PA
• 07/2017 → 07/2023
  Wells Fargo Advisors Financial Network, Llc
  Paoli, PA
• 07/2023 → Present
  Nations Financial Group, Inc.
  Berwyn, PA

Previous Registrations

• 2015-07-15 → 2023-07-25
  Wells Fargo Advisors Financial Network, Llc
  Berwyn, PA
  Berwyn, PA
• 2006-03-13 → 2015-07-16
  Wells Fargo Clearing Services, Llc
  Radnor, PA

Other Businesses

MCGROARTY iNVESTMENT GROUP; 1055 WESTLAKES DR., SUITE 300 BERWYN, PA 19312 ; IS INVESTMENT RELATED; DBA TO OFFER INVESTMENT AND ADVISORY SERVICES; POSITION IS OWNER; STARTED 7/1/2023; START DATE 07/17/2015; NUMBER OF HOURS PER MONTH 175; NUMBER OF HOURS DURING TRADING 175; DUTIES ARE ACCOUNT MANAGEMENT, ETC; insurance agent

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-11
• S63 Uniform Securities Agent State Law Examination
  1998-05-22

Other Names

• Matthew T Mcgroarty