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200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-05-11 |
Branch Locations
201 N Franklin St. Ste 2300, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carillon Tower Advisers, Inc. | St. Petersburg | FL | 02/2015 | 05/2018 |
| Energy Professionals | Clearwater | FL | 06/2019 | 03/2020 |
| Tapfin/Ey | Tampa | FL | 04/2020 | Present |
| Unemployed | St. Petersburg | FL | 05/2018 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
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