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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-03
AK RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2020-02-03
  • AK RA
    APPROVED
    Since 2011-01-03

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

705 S Bailey St, Palmer, AK 99645 • United States

1701 E Parks Hwy, Wasilla, AK 99654 • United States

1500 W Benson Blvd, Anchorage, AK 99503 • United States

301 W Northern Lights Blvd Ste 100, Anchorage, AK 99503 • United States

16600 Centerfield Dr, Eagle River, AK 99577 • United States

5740 Debarr Rd, Anchorage, AK 99504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anchorage AK 01/2011 11/2016
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 Present
Previous Registrations
  • 2002-09-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Anchorage, AK
    Anchorage, AK
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-07
S65 Uniform Investment Adviser Law Examination 1999-09-03
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07
  • S65 Uniform Investment Adviser Law Examination
    1999-09-03

View on SEC IAPD

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