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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-07
FL RA APPROVED 2018-01-22
  • TX RA
    APPROVED_RES
    Since 2020-12-07
  • FL RA
    APPROVED
    Since 2018-01-22

Branch Locations

2401 West Bay Drive, Largo, FL 33770 • United States

Seminole, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Clearwater FL 06/2017 09/2017
Alliance Commercial Group Clearwater FL 05/2009 06/2017
Raymond James & Associates Clearwater FL 09/2017 Present
  • 06/2017 → 09/2017
    Unemployed
    Clearwater, FL
  • 05/2009 → 06/2017
    Alliance Commercial Group
    Clearwater, FL
  • 09/2017 → Present
    Raymond James & Associates
    Clearwater, FL
Other Businesses

(1)Name of Business: Rodgers Family Address: 8675 Pelican Court, Seminole, FL, 33777, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 07/26/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Trustee/Successor Trustee. Named as Trustee (Successor) after death of Grantor/Trustee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
  • S66 Uniform Combined State Law Examination
    2018-01-18
Other Names
  • Honor Brooke Friedman
  • Honor Brooke Concklin
  • Honor B Friedman

View on SEC IAPD

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