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Gina M Griffo

Sage, Rutty & Co., Inc.

Rochester, NY

CRD 3046431

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Employer firm

Sage, Rutty & Co., Inc. CRD 3254

$3.46B regulatory AUM 60 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-06
NY RA APPROVED 2025-09-08
  • FL RA
    APPROVED
    Since 2025-10-06
  • NY RA
    APPROVED
    Since 2025-09-08

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ralph Parks Investment Group Llc D/B/A Parks Capital Pittsford NY 11/2005 11/2025
Sage, Rutty & Co., Inc. Rochester NY 09/2025 Present
  • 11/2005 → 11/2025
    Ralph Parks Investment Group Llc D/B/A Parks Capital
    Pittsford, NY
  • 09/2025 → Present
    Sage, Rutty & Co., Inc.
    Rochester, NY
Previous Registrations
  • 2010-10-19 → 2025-12-02
    Parks Capital
    Penfield, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-05
S63 Uniform Securities Agent State Law Examination 2000-04-01
  • S65 Uniform Investment Adviser Law Examination
    2001-04-05
  • S63 Uniform Securities Agent State Law Examination
    2000-04-01
Other Names
  • Gina Marie Gonzalez
  • Gina Marie Buonanno

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY

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