Samuel Joong Kim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Leesburg, VA
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  Leesburg, VA
• 02/2017 → 05/2025
  Raymond James & Associates, Inc
  Washington, DC
• 05/2025 → Present
  Lpl Financial
  Ashburn, VA

Previous Registrations

• 2017-02-17 → 2025-05-06
  Raymond James & Associates, Inc.
  Washington, DC
  Ashburn, VA
• 2009-04-17 → 2017-02-27
  Wells Fargo Clearing Services, Llc
  Mclean, VA
  Ashburn, VA
  Ashburn, VA
  Ashburn, VA
  Ashburn, VA
  Leesburg, VA
• 2007-01-05 → 2009-04-21
  Banc Of America Investment Services, Inc.
  Mclean, VA
  Mclean, VA
• 2006-02-15 → 2007-01-09
  Raymond James Financial Services, Inc.
  Harrisonburg, VA
  Harrisonburg, VA

Other Businesses

1. Start Date: 05/05/2025 - Kim Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Ashburn, VA 20147 - 130 Hrs/Mth - 6.5 Hrs During Trading. - Time Spent:100

Exams

• S66 Uniform Combined State Law Examination
  2006-02-11
• S63 Uniform Securities Agent State Law Examination
  1998-07-15

Other Names

• Sam Kim
• Samuel Kim