Brian Howard Maxfield

Current Employers

Employment History

• 01/2004 → 03/2020
  First Allied Securities, Inc
  San Diego, CA
• 01/2004 → Present
  Richardson Financial Services
  Medway, MA
• 03/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Other Businesses

1) RICHARDSON FINANCIAL SERVICES; YES-INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; ASSET MANAGEMENT; FINANCIAL PLANNER; 10/2003; 80 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 80 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; FINANCIAL PLANNING AND ASSET MANAGEMENT. 2) JR INSURANCE BROKERAGE; YES-INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; FIXED ANNUITIES, TERM LIFE INSURANCE AND LTC; AGENT/REPRESENTATIVE; 10/2003; 4 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 4 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; PRESENTING APPROPRIATE INVESTMENT/INSURANCE OPTIONS TO CLIENTS. 3) BMAX PICKLEBALL; NON-INVESTMENT RELATED; 9 TROTTERS LANE, PO BOX 233, WEST TISBURY, MA 02575; COACH; START DATE 11/01/2022; 5 HOURS PER MONTH DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-16
• S63 Uniform Securities Agent State Law Examination
  1998-04-29

Designations