Douglas Scott Fluke

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 01/2017
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Atlanta, GA
• 05/2016 → Present
  Cwm, Llc
  Omaha, NE
• 05/2006 → 06/2025
  Dsf Wealth Management, Llc
  Atlanta, GA
• 01/2017 → 06/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2025 → Present
  Carson Wealth
  Atlanta, GA

Previous Registrations

• 2006-05-17 → 2016-12-23
  Lpl Financial Llc
  Arlington, VA
  Atlanta, GA
• 2006-02-21 → 2006-02-24
  Citigroup Global Markets Inc.
  New York, NY
• 2000-08-31 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Washington, DC

Other Businesses

NAME OF OTHER BUSINESS: VERNON VIEW, LLC INVESTMENT RELATED: YES ADDRESS: 340 HILLSIDE DRIVE NW, ATLANTA, GA 30342 NATURE OF BUSINESS: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY START DATE: 05/2012 POSITION/TITLE/RELATIONSHIP: MANAGER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: 3 HEIRS FORMED AN LLC AS A WAY TO LEGALLY DOCUMENT EACH PERSON'S PERCENTAGE OF OWNERSHIP. THE PROPERTY WILL NOT BE RENTED AND THE LLC WILL CLAIM NO INCOME NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2017; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS: 16; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE; NAME OF OTHER BUSINESS: YMCA CAMP HIGH HARBOR ; INVESTMENT RELATED: NO ; ADDRESS: 685 CAMP HARBOR RD, CLAYTON, GA 30525 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR HELPING WITH FUNDRAISING EVENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-04
• S63 Uniform Securities Agent State Law Examination
  1998-05-21

Designations

• Certified Financial Planner

Other Names

• Douglas Scott Fluke