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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| CA | RA | APPROVED | 2015-12-01 |
Branch Locations
9 E River Park Place East Suite 320, Fresno, CA 93720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regier Insurance And Financial Services | Fresno | CA | 01/2010 | Present |
| Brs Financial Group, Llc | Fresno | CA | 12/2015 | Present |
| Commonwealth Financial Network | San Diego | CA | 12/2015 | Present |
1. Co-Owner, BRS Financial Group, LLC, entitiy created to facilitate securities, advisory, and fixed insurance sales; as of 12/01/2015, 100% of time spent during business hours, investment related; conducted at branch location. 2. Fixed insurance sales; as of 12/01/2015, Less than 10% of time spent during business hours, investment related; conducted at branch location. 3. Lease holder, BRS Financial Group, LLC, sublet office space, as of 03/15/2021; 0% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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