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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-26 |
| CA | RA | APPROVED | 2010-01-06 |
Branch Locations
6528 Greenleaf Ave Ste 119, Whittier, CA 90601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Long Beach | CA | 01/2010 | Present |
1. 9/29/2020 - Zircos, Inc. - Not Investment Related - At Reported Business Locations(s) - Other-Rep's Business - Start Date: 6/18/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Mobile Software application. 2. 01/10/2023 - Coffee and Whiskey - Not Investment Related - Home Based - Other-Blog - Start Date: 12/19/2022 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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