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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-04-11
  • WA RA
    APPROVED
    Since 2019-04-11

Branch Locations

Manson, WA • United States

207 North Pearl Street Suite 1, Ellensburg, WA 98926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Ellensburg WA 03/1998 02/2019
Raymond James Financial Services, Inc. Ellensburg WA 04/2019 Present
Raymond James Financial Services Advisors, Inc. Ellensburg WA 04/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Carenet of Ellensburg Address: 111 E. 4th Ave, Ellensburg , WA, 98926, United States Activity Type: Non profit Position/Title: Chair of the Board, Officer - Treasurer Investment Related: Yes Start Date: 03/14/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee and supervise financial affairs of non-profit. Budgeting, overseeing budget expenses and reporting to board are primary duties. Conducting meetings in the role of President through 2025 (2)Name of Business: MacRae Financial Services Address: 207 N Pearl St Ste 1, Ellensburg, WA, 98926, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/22/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA (3)Name of Business: NA Address: 270 Broadview Road, Ellensburg, WA, 98926, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Landlord, bookkeeping, maintenance (4)Name of Business: Pearl Street Business Suites Address: 207 N Pearl St Ste 1, Ellensburg, WA, 98926, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/10/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Landlord duties, including bookkeeping, marketing, maintenance, property management. Rental duties include soliciting, interviewing rental prospects, and marketing conference room for daily rentals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-20
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S66 Uniform Combined State Law Examination
    2007-01-20
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29

View on SEC IAPD

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