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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-18 |
| GA | RA | APPROVED | 2012-02-15 |
| TX | RA | APPROVED_RES | 2012-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 02/2012 | Present |
| Bank Of America, N.A. | Alpharetta | GA | 03/2012 | Present |
I*2231269, Entity Type Not for profit, Name of OBA: Allentown Central Catholic High School Address: Allentown, PA 18102 Investment Related: No Position, Title, Association: Co-Chair of Centennial Campaign Employee Start Date: No Hours: 2 monthly No Hours during trading: 0 Duties: Co-Chair of the ACCHS Centennial Campaign. Lead a group of alumni, parents, friends, school officials and community leaders to raise funds to purchase and build an athletic for the next 100 years.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-17 |
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