Allen Wesley Losey

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 12/2020
  Math Smart, Inc
  Concord, NC
• 10/2008 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2007-10-31 → 2008-10-21
  Tca Financial Group, Llc
  Charlotte, NC
• 2006-12-12 → 2007-11-02
  Waddell & Reed
  Charlotte, NC
• 2006-05-17 → 2006-11-29
  Concord Financial Planning & Education, Llc
  Concord, NC
• 2005-03-29 → 2006-02-08
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2003-07-10 → 2005-03-29
  Tiaa-Cref Trust Company, Fsb
  St. Louis, MO

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2005-05-06
• S63 Uniform Securities Agent State Law Examination
  1998-04-24

Designations

• Certified Financial Planner

Other Names

• Allen Wesley Losey