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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-10 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
South Salem, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brewster | NY | 12/2014 | 06/2022 |
| Tompkins Trust Company | Brewster | NY | 12/2014 | 06/2022 |
| Ameriprise Financial Services | Hauppauge | NY | 06/2022 | 06/2022 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hauppauge | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-21 |
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