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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-02 |
| TX | RA | APPROVED | 2009-06-01 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States
Bonita Springs, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Waukesha | WI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.Blackhawk Partners, LLC; Investment related: Yes; Oconomowoc, WI (Address: 128 E. Lisbon Road Oconomowoc, WI 53066) ; Rental Property; Owner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 1; My wife and I are owner of the property. Attorney working on LLC. 2.Rental Property; Investment related: Yes; Oconomowoc, WI; Rental Property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 0; 3. *551492 - PGA of America- Wisconsin Chapter ; Investment related - No ; West Allis, Wisconsin ; Sports ; Board Member: Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 3 ; Administrative:Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
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