Jason Dimitri Nicoloff

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2018-08-03

IN RA
APPROVED

Since 2018-08-03

Branch Locations

250 Main Street, Lafayette, IN 47901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Lafayette	IN	09/2014	08/2018
Cetera Investment Advisers Llc	Lafayette	IN	09/2014	Present
Cetera Investment Services Llc	St.CLoud	MN	09/2014	Present
First Merchants Investment Services	Muncie	IN	08/2018	Present

09/2014 → 08/2018

Regions Bank

Lafayette, IN
09/2014 → Present

Cetera Investment Advisers Llc

Lafayette, IN
09/2014 → Present

Cetera Investment Services Llc

St.CLoud, MN
08/2018 → Present

First Merchants Investment Services

Muncie, IN

Previous Registrations

2014-09-15 → 2018-08-02

Cetera Investment Advisers Llc

Lafayette, IN

Schaumburg, IL
2014-04-10 → 2014-05-16

Wells Fargo Advisors Financial Network, Llc

Lafayette, IN
2011-05-19 → 2013-10-10

Osaic Fa, Inc.

Lafayette, IN

Columbus, OH
2009-10-23 → 2011-03-07

Tiaa-Cref Individual & Institutional Services, Llc

West Lafayette, IN
2009-04-17 → 2009-08-12

Chase Investment Services Corp.

Indianapolis, IN

Lafayette, IN
2007-01-10 → 2007-08-17

J.J.B. Hilliard, W.L. Lyons, Llc

Lafayette, IN
2006-01-20 → 2007-01-12

Fifth Third Securities, Inc.

Lafayette, IN

Lafayette, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-30
S63	Uniform Securities Agent State Law Examination	2001-02-26

S66 Uniform Combined State Law Examination

2005-12-30
S63 Uniform Securities Agent State Law Examination

2001-02-26

View on SEC IAPD

Other Firms

MICHAEL NIEMCZYK ASSOCIATES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

PNC WEALTH MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

Other Investors

MICHAEL L NIEMCZYK

Travis Michael Brown

STEPHEN WAYNE OSTROWSKI

RYAN MICHAEL CURTIS

GREGORY J HILGENBERG

BRIAN RONALD BUDIL

CAROLYN KATHERINE Rowland

Other Offices

MICHAEL NIEMCZYK ASSOCIATES, INC. · GRAYSLAKE, IL

EDWARD JONES · GRAYSLAKE, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL

PNC WEALTH MANAGEMENT LLC · GRAYSLAKE, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Hainesville, IL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grayslake, IL

AMERIPRISE FINANCIAL SERVICES, LLC · Grayslake, IL

More in Lafayette, IN

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