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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-15
KY RA APPROVED 2023-02-02
AL RA APPROVED 2019-09-19
FL RA APPROVED 2018-08-08
GA RA APPROVED 2018-07-18
SC RA APPROVED 2018-07-13
NC RA APPROVED 2018-06-22
  • MN RA
    APPROVED
    Since 2024-03-15
  • KY RA
    APPROVED
    Since 2023-02-02
  • AL RA
    APPROVED
    Since 2019-09-19
  • FL RA
    APPROVED
    Since 2018-08-08
  • GA RA
    APPROVED
    Since 2018-07-18
  • SC RA
    APPROVED
    Since 2018-07-13
  • NC RA
    APPROVED
    Since 2018-06-22

Branch Locations

5429 Bowman Road, Macon, GA 31210 • United States

110 Jefferson St, Newnan, GA 30263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 08/1999 06/2018
Suntrust Advisory Services Atlanta GA 09/2016 06/2018
Synovus Securities, Inc. Macon GA 06/2018 10/2019
Synovus Bank Macon GA 06/2018 10/2019
Synovus Securities, Inc. Macon GA 10/2019 Present
Synovus Bank Macon GA 10/2019 12/2025
Pinnacle Bank Macon GA 01/2026 Present
  • 08/1999 → 06/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 06/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 06/2018 → 10/2019
    Macon, GA
  • 06/2018 → 10/2019
    Synovus Bank
    Macon, GA
  • 10/2019 → Present
    Macon, GA
  • 10/2019 → 12/2025
    Synovus Bank
    Macon, GA
  • 01/2026 → Present
    Pinnacle Bank
    Macon, GA
Previous Registrations
  • 2016-09-19 → 2018-06-19
    Macon, GA
    Macon, GA
  • 2007-08-02 → 2016-12-31
    Truist Investment Services, Inc.
    Macon, GA
    Macon, GA
    Macon, GA
    Macon, GA
Other Businesses

MARY KAY | START 10/28/2022 | 16251 DALLAS PARKWAY, ADDISION, TX 75001 | SKIN CARE AND COSMETICS | INDEPENDENT BEAUTY CONSULTANT | 30 HRS/MO, 0 DURING TRADING | NOT INVESTMENT RELATED | COMPENSATED FROM BUSINESS AND CUSTOMERS BASED ON PRODUCTS SOLD | PROVIDING SKIN CARE AND MAKE UP SOLUTIONS FROM RESIDENCE. INTELETRAVEL | 1625 D CONGRESS AVE. #100 DELRAY BEACH, FL 33445 | START DATE: 09/25/2023 | TRAVEL | INDEPENDENT TRAVEL AGENT | 20 HRS/MO | 0 HRS/MO DURING TRADING | NOT INVESTMENT RELATED | COMPENSATION: COMMISSION FROM COMPANY | ASSIST CLIENTS WITH TRAVEL SOLUTIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 2000-08-22
  • S65 Uniform Investment Adviser Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-22
Other Names
  • Cathy Wheeler Fountain

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