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Bert Ronald Arrowood

Ubs Financial Services Inc.

Greenville, SC

Greenville, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-13
NC RA APPROVED 2024-07-23
TX RA APPROVED_RES 2008-03-05
SC RA APPROVED 2007-06-05
  • GA RA
    APPROVED
    Since 2024-11-13
  • NC RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED_RES
    Since 2008-03-05
  • SC RA
    APPROVED
    Since 2007-06-05

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greenville SC 05/2007 Present
Previous Registrations
  • 2000-08-16 → 2007-05-31
    A. G. Edwards & Sons, Inc.
    Greenville, SC
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 1998-07-21
  • S66 Uniform Combined State Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-07-21

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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