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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
Branch Locations
Simpsonville, SC • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Simpsonville | SC | 12/2015 | 09/2016 |
| Lpl Financial, Llc | Charlotte | NC | 09/2016 | 12/2020 |
| Sei Investments | Oaks | PA | 01/2021 | 01/2022 |
| Lpl Financial Llc | Simpsonville | SC | 03/2022 | Present |
| Private Advisor Group | Simpsonville | SC | 03/2022 | Present |
| Unemployed | Simpsonville | SC | 01/2022 | 03/2022 |
1) 3/2022- Private Advisor Group- DBA for LPL Business (entity for LPL business)- inv. related-SIMPSONVILLE, SC 2) 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- Admin - Start Date - 3/2022- 160 Hours Per Month/ 130 Hours During Securities Trading - I provide administrative support to Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 03/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-04 |
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