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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

Simpsonville, SC • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Simpsonville SC 12/2015 09/2016
Lpl Financial, Llc Charlotte NC 09/2016 12/2020
Sei Investments Oaks PA 01/2021 01/2022
Lpl Financial Llc Simpsonville SC 03/2022 Present
Private Advisor Group Simpsonville SC 03/2022 Present
Unemployed Simpsonville SC 01/2022 03/2022
  • 12/2015 → 09/2016
    Unemployed
    Simpsonville, SC
  • 09/2016 → 12/2020
    Charlotte, NC
  • 01/2021 → 01/2022
    Sei Investments
    Oaks, PA
  • 03/2022 → Present
    Simpsonville, SC
  • 03/2022 → Present
    Private Advisor Group
    Simpsonville, SC
  • 01/2022 → 03/2022
    Unemployed
    Simpsonville, SC
Previous Registrations
Other Businesses

1) 3/2022- Private Advisor Group- DBA for LPL Business (entity for LPL business)- inv. related-SIMPSONVILLE, SC 2) 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- Admin - Start Date - 3/2022- 160 Hours Per Month/ 130 Hours During Securities Trading - I provide administrative support to Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 03/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 1998-05-04
  • S66 Uniform Combined State Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
Other Names
  • Victor J Alfieri
  • Victor Alfieri
  • Victor Joseph Alfieri

View on SEC IAPD

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