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N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-02 |
| WI | RA | APPROVED | 2014-12-02 |
Branch Locations
N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ellenbecker Investment Group | Elm Grove | WI | 12/1996 | Present |
| Sii Investments, Inc. | Elm Grove | WI | 08/1998 | Present |
1) ELLENBECKER INVESTMENT GROUP CHARITABLE FOUNDATION - VICE PRESIDENT PRESIDENT INVOLVED WITH PROVIDING BASIC SUPPLIES TO UNDERPRIVILEDGED CHILDREN. 2) ROGERS MEMORIAL HOSPITAL FOUNDATION BOARD - DIRECTOR/BOARD MEMBER TO BENEFIT WORKS OF FOUNDATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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