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12000 Aerospace Avenue Suite 420, Houston, TX 77034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-04-09 |
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
12000 Aerospace Avenue Suite 420, Houston, TX 77034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2009 | 06/2019 |
| Bank Of America, N.A. | Houston | TX | 05/2011 | 06/2019 |
| Pksa Dba Royal Harbor Partners | Albany | NY | 06/2019 | 08/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2019 | 03/2022 |
| Royal Harbor Partners, Llc | Houston | TX | 08/2019 | Present |
1) Votel Communications. Not Investment Related. 2413 Blue Canoe Ct, Seabrook, TX 77586; Communications; Owner; Silent Owner; Start 4/2018; 0 total hours per month; 0 hours during securities trading hours; 2) MCB FiberworX; Not Investment Related. 2413 Blue Canoe Ct, Seabrook, TX 77586; Retail; Silent Partner; Owner; Start 6/2026; 5 total hours per month; 0 hours during securities trading hours;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-24 |
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