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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
7200 N Mopac Expy Suite 170, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Austin | TX | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:HIMELICK FINANCIAL GROUP; Yes; 7200 N Mopac Expy Ste 170; Austin; TX; 78731; FINANCIAL SERVICES/DBA; ASSOCIATE; 10/1/2010; 3; 3; MARKETING PURPOSES TO ASSIST REP|NAME OF ENTITY:HIMELICK FINANCIAL GROUP; Yes; 7200 N MOPAC EXPY SUITE 170; AUSTIN; TX; 78738; FINANCIAL SERVICES/DBA; RETAIL ACCOUNT SPECIALIST; 5/5/2021; 180; 40; Assist with planning, rebalancing, portfolio analysis|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-12 |
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