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Matthew B Ludington

Ubs Financial Services Inc.

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-11-03
TX RA APPROVED 2006-11-03
  • IL RA
    APPROVED
    Since 2006-11-03
  • TX RA
    APPROVED
    Since 2006-11-03

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Oakbrook Terrace IL 11/2006 Present
Previous Registrations
  • 2002-03-18 → 2006-11-06
    Morgan Stanley Dw Inc.
    Oak Brook, IL
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-01
S63 Uniform Securities Agent State Law Examination 1999-10-18
  • S66 Uniform Combined State Law Examination
    2002-02-01
  • S63 Uniform Securities Agent State Law Examination
    1999-10-18
Other Names
  • Matt Ludington
  • Matthew Ludington
  • Matthew Brian Ludington

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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