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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| OH | RA | APPROVED | 2020-08-16 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| IN | RA | APPROVED | 2014-06-09 |
| KY | RA | APPROVED | 2012-10-01 |
Branch Locations
1642 E. 10Th St, Jeffersonville, IN 47130 • United States
7335 Dixie Highway, Louisville, KY 40258 • United States
3901 7Th Street Rd, Louisville, KY 40216 • United States
2938 Frederica Street, Owensboro, KY 42301 • United States
3920 Summit Plaza Drive, Louisville, KY 40241 • United States
821 East Lewis & Clark Parkway, Clarksville, IN 47129 • United States
1200 North Dixie Hwy, Elizabethtown, KY 42701 • United States
11710 Antonia Way, Louisville, KY 40229 • United States
7923 Preston Highway, Louisville, KY 40219 • United States
924 Broadway Avenue, Bowling Green, KY 42101 • United States
111 Hunter Station Way, Sellersburg, IN 47172 • United States
8141 Bardstown Road, Louisville, KY 40291 • United States
3160 Highway 54E, Owensboro, KY 42303 • United States
416 W Jefferson St, Louisville, KY 40202 • United States
2501 Allison Lane, Jeffersonville, IN 47130 • United States
10419 Watterson Trail, Jeffersontown, KY 40299 • United States
120 W Spring Street, New Albany, IN 47150 • United States
1881 Old Highway 135 N.W., Corydon, IN 47112 • United States
201 E Main St. Floor 1, Lexington, KY 40507 • United States
4111 Shelbyville Road, Louisville, KY 40207 • United States
800 Highlander Point Drive, Floyds Knobs, IN 47119 • United States
1224 S. Shelby, Louisville, KY 40203 • United States
913 W. Mcclain Avenue, Scottsburg, IN 47170 • United States
6000 Crestwood Station, Crestwood, KY 40014 • United States
5903 Timber Ridge Dr, Prospect, KY 40059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Louisville | KY | 01/2011 | 02/2022 |
| Jpmorgan Chase Bank Na | Louisville | KY | 02/2022 | Present |
| J.P. Morgan Securities Llc | Louisville | KY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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