Ryan Michael Garrity

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-09-27

IL RA
APPROVED

Since 2021-09-27

Branch Locations

18W140 Butterfield Rd Ste 1500, Oak Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Equity Group	Arlington Heights	IL	01/2012	09/2021
Lpl Financial, Llc	Oak Brook	IL	09/2021	Present

01/2012 → 09/2021

World Equity Group

Arlington Heights, IL
09/2021 → Present

Lpl Financial, Llc

Oak Brook, IL

Previous Registrations

2012-03-27 → 2021-09-22

World Equity Group, Inc.

Schaumburg, IL

Oak Brook, IL

Other Businesses

9/2021 - DBA for LPL Business (entity for LPL business) - Retirement Wealth Planners, LLC - Investment Related - Oak Brook, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-24
S63	Uniform Securities Agent State Law Examination	1998-08-28

S65 Uniform Investment Adviser Law Examination

2012-02-24
S63 Uniform Securities Agent State Law Examination

1998-08-28

Other Names

Rg Garrity
Ryan M Garrity
Ryan Michael Garrity
Ryan Michael Garrity

View on SEC IAPD