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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-07-06 |
| TX | RA | APPROVED_RES | 2020-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Lake Oswego | OR | 01/2003 | 06/2020 |
| Lpl Financial Llc | Portland | OR | 06/2020 | Present |
1)06/12/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/012007 - 4 hr/mth 1Hrs during Trading 2)06/12/2020 - Russ Murfitt Photography - Business Owner - inv rel - Sherwood, OR - start: 06/2020 - 5 hr/mth 0Hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
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