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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-15
  • CA RA
    APPROVED
    Since 2018-10-15

Branch Locations

2627 S. Waterman Ave Ste. A, San Bernardno, CA 92408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Keen Insurance Agency San Bernardino CA 02/1983 Present
State Farm Vp Management Corp. San Bernardino CA 03/1998 Present
State Farm Investment Management Corp. San Bernardino CA 07/2009 03/2017
State Farm Investment Management Corp San Bernardino CA 10/2018 Present
Previous Registrations
Other Businesses

1) John Keen's Insurance Agency; Insurance Agency; Investment-related; 2627 S Waterman Ave Ste A San Bernardino, CA 92408-3738; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 2/1/1983; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-08-29
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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