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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Dallas | TX | 03/2013 | Present |
RENTAL PROPERTY, INV RELATED, RICHARDSON, TX, 100% OWNERSHIP, START 9/2013, 8 HOURS PER MONTH/0 DURING TRADING. FERGUSON FINANCIAL GROUP INC., INV RELATED, DALLAS, TX, 50% OWNERSHIP, START 1/28/2021, 4 HOURS PER MONTH, 4 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-23 |
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