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Michele Ann Floyd

Cx Institutional, LLC

Auburn, IN

Plano, TX

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

200 East 7Th Street, Auburn, IN 46706 • United States

7500 Dallas Pkwy Suite 475, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Capital Advisors Corporation Denver CO 09/2016 01/2018
Personal Capital Advisors Corporation Denver CO 07/2016 12/2019
Personal Capital Advisors Corporation Dallas TX 01/2020 10/2020
Empower Advisory Group, Llc Parker TX 06/2023 10/2025
Empower Financial Services, Inc Parker TX 10/2020 06/2023
Cx Institutional Plano TX 01/2026 Present
  • 09/2016 → 01/2018
    Personal Capital Advisors Corporation
    Denver, CO
  • 07/2016 → 12/2019
    Personal Capital Advisors Corporation
    Denver, CO
  • 01/2020 → 10/2020
    Personal Capital Advisors Corporation
    Dallas, TX
  • 06/2023 → 10/2025
    Empower Advisory Group, Llc
    Parker, TX
  • 10/2020 → 06/2023
    Empower Financial Services, Inc
    Parker, TX
  • 01/2026 → Present
    Cx Institutional
    Plano, TX
Previous Registrations
  • 2023-04-03 → 2025-11-07
    Empower Advisory Group, Llc
    Parker, TX
    Greenwood Village, CO
    Greenwood Village, CO
  • 2016-09-22 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Denver, CO
    Dallas, TX
  • 2015-06-08 → 2016-08-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greenwood Village, CO
  • 2004-11-11 → 2009-10-28
    Wells Fargo Investments, Llc
    Austin, TX
    San Francisco, CA
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-06
S63 Uniform Securities Agent State Law Examination 1998-05-09
  • S66 Uniform Combined State Law Examination
    2015-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-09
Designations
Other Names
  • Michele Ann Broxson
  • Michele Ann Jacobs
  • Michele Ann Jacobs

View on SEC IAPD

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