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Bruce Rivera

Wells Fargo Clearing Services, LLC

Winter Park, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-20
FL RA APPROVED 2019-04-09
  • TX RA
    APPROVED
    Since 2019-05-20
  • FL RA
    APPROVED
    Since 2019-04-09

Branch Locations

480 N Orlando Ave Ste 220 [Yp-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services,Llc Orlando FL 12/2018 Present
Regions Bank Oviedo FL 09/2015 12/2018
  • 12/2018 → Present
    Wells Fargo Clearing Services,Llc
    Orlando, FL
  • 09/2015 → 12/2018
    Regions Bank
    Oviedo, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 1998-04-29
  • S66 Uniform Combined State Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    1998-04-29
Other Names
  • Bruce Rivera
  • Bruce Joseph Rivera

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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