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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-30
CA RA APPROVED 2011-08-08
  • TX RA
    APPROVED_RES
    Since 2019-08-30
  • CA RA
    APPROVED
    Since 2011-08-08

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney La CA 07/2011 Present
  • 07/2011 → Present
    Morgan Stanley Smith Barney
    La, CA
Previous Registrations
Other Businesses

(1) BK - 4650 LLC; PRIVATE INVESTMENTS; CO-PARTNERS; CALIFORNIA; JANUARY 2014; 1 HOUR; 0 TRADING HOURS. - - - - *657966- KB - 5046; Investment related: Yes; manhattan beach, California; Investments; manager (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 1; After business hours: 0; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-17
  • S66 Uniform Combined State Law Examination
    1999-05-17
Other Names
  • Devon J Baranski

View on SEC IAPD

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