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Sophit Lee

Docsa Capital Management, Inc.

Portage, MI

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Current Employers
Docsa Capital Management, Inc.

8080 Moorsbridge Rd Suite 200, Portage, MI 49024 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-09-09
FL RA APPROVED 2017-03-03
MI RA APPROVED 2010-12-20
CA RA APPROVED 2001-04-30
  • LA RA
    APPROVED
    Since 2019-09-09
  • FL RA
    APPROVED
    Since 2017-03-03
  • MI RA
    APPROVED
    Since 2010-12-20
  • CA RA
    APPROVED
    Since 2001-04-30

Branch Locations

8080 Moorsbridge Rd Suite 200, Portage, MI 49024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Docsa Capital Management, Inc. Portage MI 09/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-31
  • S65 Uniform Investment Adviser Law Examination
    1998-03-31
Designations
Other Names
  • Sophit Supphavanit
  • Sophit Lee
  • Sophit Lee, Cfp®

View on SEC IAPD

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