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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-10 |
| MA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Canton | MA | 06/2001 | Present |
| Ocean International Trading | Randolph | MA | 08/2003 | 11/2022 |
| Rental Property | Randolph | MA | 06/2011 | Present |
| Transamerica Financial Advisors, Inc | Canton | MA | 01/2012 | Present |
| Rental Property | Stoughton | MA | 10/2018 | 12/2019 |
| Ocean International Trading | Canton | MA | 08/2003 | 07/2024 |
| Self-Employed | Canton | MA | 05/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. RENTAL PROPERTY / 0611 TO PRESENT/ INVESTMENT RELATED: YES / 41 WEST STREET UNIT B2 RANDOLPH, MA/ OWNER / nature of business: LEASING OF PROPERTY/hrs work monthly: 0/Sec trading hrs: 0/ MANAGEMENT SELF-EMPLOYED POSITION: Self-employed NATURE: Language, Reporting and Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 1186 Washington St, Unit 2, Canton MA 02021, United States DESCRIPTION: Provides Language services (Interpreting and Translation, etc...), Reporting services (Reports creation, analysis, etc...), Consulting Services (Non-investment related).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-07 |
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