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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-10
MA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • MA RA
    APPROVED
    Since 2012-01-06

Branch Locations

45 Dan Road Suite 10, Canton, MA 02021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Canton MA 06/2001 Present
Ocean International Trading Randolph MA 08/2003 11/2022
Rental Property Randolph MA 06/2011 Present
Transamerica Financial Advisors, Inc Canton MA 01/2012 Present
Rental Property Stoughton MA 10/2018 12/2019
Ocean International Trading Canton MA 08/2003 07/2024
Self-Employed Canton MA 05/2024 Present
  • 06/2001 → Present
    World Financial Group, Inc.
    Canton, MA
  • 08/2003 → 11/2022
    Ocean International Trading
    Randolph, MA
  • 06/2011 → Present
    Rental Property
    Randolph, MA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Canton, MA
  • 10/2018 → 12/2019
    Rental Property
    Stoughton, MA
  • 08/2003 → 07/2024
    Ocean International Trading
    Canton, MA
  • 05/2024 → Present
    Self-Employed
    Canton, MA
Previous Registrations
  • 2006-12-19 → 2012-01-06
    Investment Advisors International, Inc.
    Quincy, MA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. RENTAL PROPERTY / 0611 TO PRESENT/ INVESTMENT RELATED: YES / 41 WEST STREET UNIT B2 RANDOLPH, MA/ OWNER / nature of business: LEASING OF PROPERTY/hrs work monthly: 0/Sec trading hrs: 0/ MANAGEMENT SELF-EMPLOYED POSITION: Self-employed NATURE: Language, Reporting and Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 1186 Washington St, Unit 2, Canton MA 02021, United States DESCRIPTION: Provides Language services (Interpreting and Translation, etc...), Reporting services (Reports creation, analysis, etc...), Consulting Services (Non-investment related).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 1998-05-07
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-05-07

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