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Tina Katherine Caddell

First Command Advisory Services

Fort Worth, TX

Joshua, TX

CRD 3041675

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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-27
  • TX RA
    APPROVED
    Since 2016-07-27

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Joshua, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc Fort Worth TX 08/2015 Present
  • 08/2015 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-22
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S65 Uniform Investment Adviser Law Examination
    1999-07-22
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18
Other Names
  • Tina K Caddell
  • Tina Katherine Schroeder
  • Tina Katherine Caddell
  • Tina Caddell

View on SEC IAPD

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