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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| LA | RA | APPROVED | 2021-12-06 |
Branch Locations
3528 Holiday Drive Suite A, New Orleans, LA 70114 • United States
2121 Airline Dr Ste 160, Metairie, LA 70001 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dorsey & Company Inc. | New Orleans | LA | 11/2007 | 12/2021 |
| Stephens Financial Services | Algiers | LA | 11/2007 | Present |
| Prospera Financial Services Inc | Dallas | TX | 12/2021 | Present |
DBA Stephens Financial Services, Owner, Investment Related, 3528 Holiday Dr Ste A, New Orleans, LA 70114, started 11/2007; 160+ hours per month during business hours operating in conjunction with Dorsey & Company, Inc. as my registered Broker/Dealer; SERVICES INCLUDE FEDERAL AND STATE INCOME TAX PREPARATION DURING TAX SEASON Stephens Notary Services located at 3528 Holiday Dr Ste A, New Orleans, LA 70114, started 08/01/2018 providing Notary Services spending 1-9% of his weekly time. Compensation is 1-9% of his annual income. J&E Development LLC; Investment Related - No; 407 16th St., New Orleans, LA 70124; Rental from Buildings; Owner; Start Date [09/2004]; 1-9% Per Month, None During Trading Hours; Rental Income from offices within building.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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