John Beatty Lynch

First Trust Advisors LP

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Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-08-01

IL RA
APPROVED

Since 2011-08-01

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	08/2011	Present

08/2011 → Present

First Trust Portfolios L.P.

Wheaton, IL

Previous Registrations

2004-05-04 → 2011-08-10

Oppenheimer Asset Management

Chicago, IL
2004-05-04 → 2011-08-08

Oppenheimer & Co. Inc.

Chicago, IL

New York, NY

Chicago, IL
2001-07-16 → 2004-04-26

Nuveen Fund Advisors, Llc

Chicago, IL
2001-07-16 → 2003-12-31

Rittenhouse Asset Management, Inc.

Chicgao, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-18
S63	Uniform Securities Agent State Law Examination	1999-05-07

S65 Uniform Investment Adviser Law Examination

2001-04-18
S63 Uniform Securities Agent State Law Examination

1999-05-07

Other Names

John B Lynch

View on SEC IAPD

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Other Investors

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DAVID KEVIN SEITZER

NORMAN CHARLES GARNER

RANDY LEON FLOYD

Julie Marie Cunningham

Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL

BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL

BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL

BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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