Christopher Brian Carr

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2020
  Tiaa
  Charlotte, NC
• 02/2016 → 03/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 04/2022 → 07/2024
  Citizens Securities, Inc.
  Gastonia, NC
• 12/2024 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2024 → 12/2024
  Unemployed
  Gastonia, NC
• 03/2020 → 04/2022
  Tiaa
  Gastonia, NC
• 03/2020 → 04/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Gastonia, NC

Previous Registrations

• 2022-04-12 → 2024-06-27
  Citizens Securities, Inc.
  Gastonia, NC
  Westwood, MA
• 2016-02-23 → 2022-04-07
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2015-01-27 → 2016-02-19
  Vanguard Advisers, Inc.
  Charlotte, ND

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2016-04-22
• S63 Uniform Securities Agent State Law Examination
  1998-04-22

Designations

• Certified Financial Planner

Other Names

• Chris Carr
• Christopher Carr
• Chris B Carr
• Christopher B Carr
• Chris Brian Carr