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John Joseph Osullivan

First Trust Advisors LP

Wheaton, IL

Chalfont, PA

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-11-23
  • IL RA
    APPROVED
    Since 2011-11-23

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Chalfont, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 06/2005 Present
  • 06/2005 → Present
    First Trust Portfolios L.P.
    Lisle, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-16
S63 Uniform Securities Agent State Law Examination 1998-04-08
  • S65 Uniform Investment Adviser Law Examination
    1998-09-16
  • S63 Uniform Securities Agent State Law Examination
    1998-04-08
Other Names
  • John J Osullivan

View on SEC IAPD

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