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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-04-02 |
| MO | RA | APPROVED | 2007-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Springfield | MO | 11/2006 | Present |
| Bank Of America, Na | Springfield | MO | 12/2009 | Present |
I*1580339, Name of OBA: Janet and Kent Sohosky Address: Allen, Texas, 75013,US Investment Related: N Position, Title, Association: Executor Employee Start Date: 11/15/2028 No Hours: 5 No Hours during trading: 0 Duties: My uncle asked me to serve as the executor of my aunt and his will.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-14 |
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