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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-13 |
| GA | RA | APPROVED | 2003-03-19 |
Branch Locations
1275 Shilow Rd Nw Ste 2320, Kennesaw, GA 30144 • United States
Marietta, GA • United States
Marietta, GA • United States
Kissimmee, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kennesaw | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Kennesaw | GA | 10/2003 | Present |
Real Estate Ownership; Commercial; 1275 Shiloh Rd Ste 2320 Kennesaw GA 30144, ,; ; 02/01/2004 / Commercial; 1275 SHiloh Rd, Ste 2321, Kennesaw, GA, 30144; Not Investment-Related; 02/01/2004. Business Ownership; WHPH LLC; Owner; Manage Ameriprise Business; 1275 Shiloh Rd, Ste 2320, Kennesaw, GA, 30144; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / EBA Realty; Co-owner; Commercial Real Estate; 1275 Shiloh Rd Ste 2321/2320 , , Kennesaw, GA, 30144; Not Investment-Related; 02/01/2004; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Southeast Business Endeavors LLC; Consultant - Consulting on Procarian Wealth Advisors (Sean Carroll) team practice systems, procedures, marketing and service model. Note this company is replacing Oxygen Inc on 07/01/2021; ; 6285 Barfield Rd Ste 250, , Atlanta, GA, 30328; Not Investment-Related; 07/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours / WHPH LLC; Owner; Manage advisory business; 1275 Shiloh Rd Ste 2321/2320, , Kennesaw, GA, 30144; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-03 |
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