Best Investors Account Sign in

Michael P Richardson

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 3040888

Claim This Profile
Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-26
  • OH RA
    APPROVED
    Since 2019-06-26

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Waltham MA 07/2016 05/2019
Nationwide Investment Services Corp Columbus OH 06/2019 Present
  • 07/2016 → 05/2019
    Gwfs Equities, Inc.
    Waltham, MA
  • 06/2019 → Present
    Nationwide Investment Services Corp
    Columbus, OH
Previous Registrations
  • 2017-02-06 → 2019-06-14
    Greenwood Village, CO
    Waltham, MA
  • 2015-08-04 → 2016-07-25
    Waddell & Reed
    Waltham, MA
    Dover, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-18
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S65 Uniform Investment Adviser Law Examination
    2015-06-18
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Other Names
  • Michael Richardson
  • Michael Paul Richardson

View on SEC IAPD

More in Columbus, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor