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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

6000 Far Hills Avenue, Centerville, OH 45459 • United States

6460 Wilmington Pike, Dayton, OH 45459 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dayton OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Dayton OH 08/1999 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Dayton, OH
    Chicago, IL
    Dayton, OH
    Dayton, OH
  • 2003-03-13 → 2005-07-06
    Banc One Securities Corporation
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-10
  • S66 Uniform Combined State Law Examination
    2003-03-10
Other Names
  • Amanda Sue Rutherford
  • Amanda Sue Duncan
  • Amanda Sue Rutherford
  • Amanda Sue Loebrich

View on SEC IAPD

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