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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-23 |
| RI | RA | APPROVED | 2024-02-23 |
| MA | RA | APPROVED | 2023-05-15 |
| DC | RA | APPROVED | 2011-07-14 |
| OH | RA | APPROVED | 2011-06-02 |
| CA | RA | APPROVED | 2010-12-10 |
| NJ | RA | APPROVED | 2010-12-10 |
| NC | RA | APPROVED | 2010-12-10 |
| CT | RA | APPROVED | 2010-12-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New Haven | CT | 12/2010 | 01/2018 |
| Janney Montgomery Scott Llc | New Haven | CT | 01/2018 | Present |
1) LSM Class of '95 Alumni Scholarship Fund, Inc.; Not Investment Related; Nature: Scholarship Fund awarded to a High School Senior to help pay expenses towards college; Title/Position: Treasurer; Duties: Attend Quarterly Meetings; Devotes 1 hour/quarter; not compensated. 2) Rental Property, Cape Code, MA; Not Investment Related; Nature: Real Estate Rental; Title/Position: Property Owner; Duties: Maintenance and upkeep of property; Devotes approx. 20 hrs./yr.; Compensated through rental income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-18 |
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