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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-30 |
Branch Locations
500 Maryville University Drive, St Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 02/2015 | 02/2017 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 02/2017 | 10/2018 |
| Wells Fargo Clearing Services | St Louis | MO | 12/2018 | 07/2022 |
| Schwab Wealth Advisory Inc | St. Louis | MO | 07/2022 | Present |
1) Locke Condominium Association | Investment Related:No|Other|President|11/29/2018|Less than 20|0|Review expenses each year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-26 |
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