Jonathan Mark Schultz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 02/2018
  Sii Investments, Inc.
  Green Bay, WI
• 02/2018 → Present
  Lpl Financial Llc
  Green Bay, WI

Previous Registrations

• 2016-06-29 → 2018-02-14
  Sii Investments, Inc.
  Green Bay, WI
  Green Bay, WI
  Green Bay, WI
  Green Bay, WI

Other Businesses

1. 4/4/2019 - No business name - Investment related - Home based - Non-Variable Insurance - Independent Agent - start date: 01/01/2012 - 5 Hours Per Month/1 Hour During Securities Trading - Medicare health plans. 2. 6/18/2019 - Great American and Lincoln Financial, AIG, Sammons, Global Atlantic, JNL - Investment Related - At Reported Business Location(s) & Home Based - Non-Variable Insurance - Agent - Started 07/02/2018 - 6 Hours Per Month/1 Hour During Securities Trading. 3. 10/21/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/02/2020 - 2 Hours Per Month During Securities Trading. 4. 04/26/2022 - Unity financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/01/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 5. 09/02/2022 - ECA marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/15/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 6. 09/28/2022 - Network Health - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/30/2022 - 3 Hours Per Month/3 Hours During Securities Trading. 7. 11/01/2022 - Midwest Ins. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/16/2022 - 2 Hours Per Month/2 Hours During Securities Trading. 8. 09/19/2023 - NGL-National Guardian Life - Investment Related - At Reported Business Location(s) - life agent. Non-Variable Insurance - Start Date 09/06/2023 - 1 Hours Per Month 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-24
• S63 Uniform Securities Agent State Law Examination
  1998-05-14

Other Names

• Jon Schultz