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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-10-24 |
| TX | RA | APPROVED_RES | 2016-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2007 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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