Charles Ray Mayhall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1998 → 11/2024
  Lincoln Financial Advisors Corporation
  Birmingham, AL
• 11/2024 → Present
  Lpl
  Mobile, AL

Previous Registrations

• 2000-04-25 → 2024-11-08
  Osaic Fa, Inc.
  Mobile, AL
  Mobile, AL
  Mobile, AL

Other Businesses

1 - 10/2024 - FIRST FINANCIAL GROUP OF THE SOUTH INC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 10/2024 - FIRST FINANCIAL GROUP OF THE SOUTH INC - Non-Variable Insurance - Inv Related - 20 Hours/Month - 5 Hours During Trading - AL 36608 - OBA Start Date: 01/01/1998.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-18
• S63 Uniform Securities Agent State Law Examination
  1998-06-25

Designations

• Certified Financial Planner

Other Names

• Trey Mayhall