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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 06/2004 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Jgm Financial | Lynnfield | MA | 02/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, & LONG TERM CARE 2.NAME OF OTHER BUSINESS: GAFM REALTY LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: RENTAL PROPERTY, START DATE: 1/2006, APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF TRADING HOURS PER WEEK: 7, POSITION/TITLE/RELATIONSHIP: OWN, BRIEF DESCRIPTION OF DUTIES: MAINTAIN RENTAL PROPERTY 3.NAME OF OTHER BUSINESS: JGM FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2008, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4.NAME OF OTHER BUSINESS: COMMUNITY CREDIT UNION, INVESTMENT RELATED: NO, ADDRESS: 1 ANDREW ST LYNN MA 01901, NATURE OF BUSINESS: LOCAL CREDIT UNION, START DATE: 4/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE EXECUTIVE COMMITTEE. 5.NAME OF OTHER BUSINESS: ST GEORGE GREEK ORTHODOX CHURCH, INVESTMENT RELATED: NO, ADDRESS: 54 SOUTH COMMON ST, LYNN MA, 01902, NATURE OF BUSINESS: CHURCH, START DATE: 1/2004, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, BRIEF DESCRIPTION OF DUTIES: PERISH COUNCIL & BOARD OF DIRECTORS, OVERSEE GENERAL OPERATION OF CHURCH; 6. NAME OF OTHER BUSINESS: AGGANIS FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 85 EXCHANGE STREET, LYNN, MA 01901, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE GENERAL OPERATIONS OF FOUNDATION; 7. NAME OF OTHER BUSINESS: ST GEORGE GREEK ORTHODOX CHURCH; INVESTMENT RELATED: NO; ADDRESS: 54 SOUTH COMMON ST, LYNN, MA 01902; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: CHAIR OF ENDOWMENT COMMITTEE; APX NUMBER OF HOURS PER WEEK: 23; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HIRE OUTSIDE MONEY MANAGER TO INVEST ASSETS AND DETERMINE PROPER SPENDING PROCEDURES OF ENDOWMENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-20 |
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