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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

210 Broadway Suite 107, Lynnfield, MA 01940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 06/2004 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Jgm Financial Lynnfield MA 02/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2004 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 02/2008 → Present
    Jgm Financial
    Lynnfield, MA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, & LONG TERM CARE 2.NAME OF OTHER BUSINESS: GAFM REALTY LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: RENTAL PROPERTY, START DATE: 1/2006, APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF TRADING HOURS PER WEEK: 7, POSITION/TITLE/RELATIONSHIP: OWN, BRIEF DESCRIPTION OF DUTIES: MAINTAIN RENTAL PROPERTY 3.NAME OF OTHER BUSINESS: JGM FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2008, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4.NAME OF OTHER BUSINESS: COMMUNITY CREDIT UNION, INVESTMENT RELATED: NO, ADDRESS: 1 ANDREW ST LYNN MA 01901, NATURE OF BUSINESS: LOCAL CREDIT UNION, START DATE: 4/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE EXECUTIVE COMMITTEE. 5.NAME OF OTHER BUSINESS: ST GEORGE GREEK ORTHODOX CHURCH, INVESTMENT RELATED: NO, ADDRESS: 54 SOUTH COMMON ST, LYNN MA, 01902, NATURE OF BUSINESS: CHURCH, START DATE: 1/2004, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, BRIEF DESCRIPTION OF DUTIES: PERISH COUNCIL & BOARD OF DIRECTORS, OVERSEE GENERAL OPERATION OF CHURCH; 6. NAME OF OTHER BUSINESS: AGGANIS FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 85 EXCHANGE STREET, LYNN, MA 01901, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE GENERAL OPERATIONS OF FOUNDATION; 7. NAME OF OTHER BUSINESS: ST GEORGE GREEK ORTHODOX CHURCH; INVESTMENT RELATED: NO; ADDRESS: 54 SOUTH COMMON ST, LYNN, MA 01902; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: CHAIR OF ENDOWMENT COMMITTEE; APX NUMBER OF HOURS PER WEEK: 23; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HIRE OUTSIDE MONEY MANAGER TO INVEST ASSETS AND DETERMINE PROPER SPENDING PROCEDURES OF ENDOWMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-22
S63 Uniform Securities Agent State Law Examination 1998-05-20
  • S65 Uniform Investment Adviser Law Examination
    2006-03-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-20

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