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Ronnie F Fuiava

Morgan Stanley

Santa Rosa, CA

CRD 3039296

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-22
CA RA APPROVED 2021-05-03
  • TX RA
    APPROVED
    Since 2021-07-22
  • CA RA
    APPROVED
    Since 2021-05-03

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wealth Management Santa Rosa CA 01/2017 Present
Unemployed San Rafael CA 08/2016 12/2016
  • 01/2017 → Present
    Morgan Stanley Wealth Management
    Santa Rosa, CA
  • 08/2016 → 12/2016
    Unemployed
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-01
S63 Uniform Securities Agent State Law Examination 2001-09-25
  • S65 Uniform Investment Adviser Law Examination
    2021-05-01
  • S63 Uniform Securities Agent State Law Examination
    2001-09-25
Other Names
  • Ronnie Fogatia Fuiava

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
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